Insurance · Regulatory & Market-Conduct Compliance

Tighten state filings, raise complaint-handling discipline, and remediate prior MCO findings so the next exam is a non-event.

Frequently asked questions

What does the Insurance · Regulatory & Market-Conduct Compliance blueprint do?

Tighten state filings, raise complaint-handling discipline, and remediate prior MCO findings so the next exam is a non-event.

What KPIs does the Insurance blueprint target?

Filings On-Schedule from 78 to 100 (monthly). Open DOI Objections > 30d from 9 to 0 (monthly). DOI Complaint Response Time from 26 to ≤ 15 (monthly).

How long does the Insurance · Regulatory & Market-Conduct Compliance deployment take?

12 weeks.

What systems does the Insurance blueprint integrate with?

Integrates with SERFF, Compliance.ai, Power BI, ServiceNow GRC through the AEROSS Execution Mesh. All writes are credit-metered, CAPS-gated, and audit-stamped.

What regulatory requirements does this blueprint address?

NAIC Market Conduct Annual Statement; State DOI examinations; Unfair claims acts All agent actions inherit AEROSS CAPS governance — autonomy ceilings, human approval gates, and a tamper-evident audit log.